Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 961-970 out of 1,218 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	PERMAL INVESTMENT PARTNERS, L.P.	1232116	03/14/2016	D/A	Indefinite	$154,334,104
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ENTRUSTPERMAL INVESTMENT PARTNERS, L.P.	1232116	03/16/2017	D/A	Indefinite	$154,334,104
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ALPINE ASSOCIATES ACCESS LLC	1342223	03/10/2010	D/A	Indefinite	$154,265,886
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Hawkes Bay Investors (Cayman), Ltd.	1537577	03/02/2017	D/A	Indefinite	$153,945,860
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ACP Power & Energy Real Asset Fund	1524476	07/05/2011	D	$153,875,000	$153,875,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Abbey Capital Daily Futures Fund Ltd	1603607	03/29/2019	D/A	Indefinite	$153,225,280
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Orbimed Healthcare Investments Trust	1590706	10/31/2013	D	$152,680,000	$152,680,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BlackRock Appreciation Fund IV (ERISA), Ltd.	1478205	12/10/2012	D/A	Indefinite	$152,650,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	MacKay Municipal New York Opportunities Fund, LP	1685030	09/26/2019	D/A	Indefinite	$152,648,732
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Alliant Tax Credit Fund 83, Ltd.	1647551	07/10/2015	D	$200,000,000	$152,000,000