Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 941-950 out of 1,218 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Hawkes Bay Investors (Cayman), Ltd.	1537577	07/11/2017	D/A	Indefinite	$157,090,860
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	TRELLUS ACCESS LLC	1341744	03/12/2009	D/A	Indefinite	$156,943,295
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	TRELLUS ACCESS LLC	1341744	03/11/2010	D/A	Indefinite	$156,943,295
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	TRELLUS ACCESS LLC	1341744	03/11/2011	D/A	Indefinite	$156,943,295
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	TRELLUS ACCESS LLC	1341744	03/12/2012	D/A	Indefinite	$156,943,295
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	SUMMIT PARTNERS SUSTAINABLE OPPORTUNITIES L/S FUND, LTD.	1413637	07/14/2020	D/A	Indefinite	$156,831,155
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NB Co-Investment Partners Access Fund IV LP	1832688	11/20/2020	D	$156,575,000	$156,575,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	SCP Private Capital Fund III, L.P.	1669439	02/23/2018	D/A	Indefinite	$155,900,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	SCP Private Capital Fund III, L.P.	1669439	02/22/2019	D/A	Indefinite	$155,900,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Paloma Access LLC	1576442	12/03/2015	D/A	Indefinite	$155,801,823

1,218 Results

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