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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 881-890 out of 1,218 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691York Total Access II LLC140968203/12/2009D/AIndefinite$171,451,839
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691York Total Access II LLC140968203/12/2009D/AIndefinite$171,451,839
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691GSO Credit Alpha Annex Trust167886907/07/2016DIndefinite$170,865,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691ALTERNATIVE TREASURY STRATEGY LLC131160103/17/2010D/AIndefinite$170,533,590
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Crescent VI Mezzanine Trust155938201/24/2013DIndefinite$170,237,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691BACAP Multi-Strategy Hedge Fund, LLC, Series I145989111/30/2011D/AIndefinite$169,271,165
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Excelsior Multi-Strategy Hedge Fund QP145989111/26/2012D/AIndefinite$169,271,165
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Hawkes Bay Investors (Cayman), Ltd.153757707/06/2018D/AIndefinite$169,245,860
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691GLG European Long-Short Offshore Fund Ltd.152011605/15/2013D/AIndefinite$169,183,295
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691ALPINE ASSOCIATES ACCESS LLC134222303/12/2012D/AIndefinite$168,901,318

1,218 Results

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