Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 71-80 out of 1,218 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Core Strategies Investment Fund LLC	1473331	03/03/2011	D/A	Indefinite	$817,399,202
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Core Strategies Investment Fund LLC	1473331	03/05/2012	D/A	Indefinite	$817,399,202
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	HALCYON PARTNERS OFFSHORE LTD.	1429347	01/12/2016	D/A	Indefinite	$813,458,806
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	CQS Directional Opportunities Feeder Fund, LP	1537124	01/22/2020	D/A	Indefinite	$812,547,732
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	LOCUST WOOD CAPITAL LP	1178063	03/17/2021	D/A	Indefinite	$810,394,359
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AG Mortgage Value Partners, L.P.	1456169	04/14/2016	D/A	Indefinite	$808,750,941
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	HALCYON PARTNERS OFFSHORE LTD.	1429347	01/12/2015	D/A	Indefinite	$808,583,806
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	LOCUST WOOD CAPITAL LP	1178063	03/18/2020	D/A	Indefinite	$802,399,359
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Chicago Bridge & Iron Co (Delaware)	1566458	01/11/2013	D	$800,000,000	$800,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	MacKay Municipal Credit Opportunities Fund LP	1460023	05/20/2015	D/A	Indefinite	$797,175,149

1,218 Results

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