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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 711-720 out of 1,218 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691AQR Delphi Long-Short Equity Fund, L.P.152422111/10/2022D/AIndefinite$221,458,334
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691OZDPII Access LLC148996904/26/2012D/AIndefinite$221,435,886
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z125773412/11/2013DIndefinite$221,387,004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691AG Mortgage Value Participation Fund Ltd.157133305/18/2023D/AIndefinite$221,006,865
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691AQR Delphi Long-Short Equity Fund, L.P.152422108/11/2022D/AIndefinite$220,108,334
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691YORK TOTAL ACCESS LLC139024303/11/2010D/AIndefinite$219,981,034
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Hawkes Bay Investors (Cayman), Ltd.153757702/25/2022D/AIndefinite$219,647,330
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Hawkes Bay Investors (Cayman), Ltd.153757702/23/2023D/AIndefinite$219,647,330
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Hawkes Bay Investors (Cayman), Ltd.153757705/08/2023D/AIndefinite$219,647,330
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Hawkes Bay Investors (Cayman), Ltd.153757705/18/2023D/AIndefinite$219,647,330

1,218 Results

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