Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Search by Recipient Name or Primary Issuer:

Displaying 501-510 out of 1,218 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Owl Rock Technology Finance Corp.	1747777	10/25/2018	D/A	Indefinite	$305,986,842
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	GLG European Long-Short Offshore Fund Ltd.	1520116	04/10/2014	D/A	Indefinite	$304,498,551
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	GLG European Long-Short Offshore Fund Ltd.	1520116	05/19/2014	D/A	Indefinite	$304,498,551
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	GLG European Long-Short Offshore Fund Ltd.	1520116	06/25/2014	D/A	Indefinite	$304,498,551
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	GLG European Long-Short Offshore Fund Ltd.	1520116	07/15/2014	D/A	Indefinite	$304,498,551
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	IRONWOOD INSTITUTIONAL LTD	1365495	03/16/2018	D/A	Indefinite	$304,355,776
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z	1257734	12/17/2014	D/A	Indefinite	$304,095,031
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	K2 INSTITUTIONAL INVESTORS II LTD	1263831	03/06/2015	D/A	Indefinite	$302,771,808
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Paulson Advantage Access LLC	1340702	03/11/2010	D/A	Indefinite	$301,750,759
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ACP Power & Energy VI Real Asset Trust	1636144	03/11/2015	D	Indefinite	$300,230,000