Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 401-410 out of 1,218 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AQR Tax Advantaged Global Equity Market Neutral Fund, L.P.	1616851	01/28/2021	D/A	Indefinite	$366,556,414
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AQR Tax Advantaged Global Equity Market Neutral Fund, L.P.	1616851	11/25/2020	D/A	Indefinite	$366,533,863
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AQR Tax Advantaged Global Equity Market Neutral Fund, L.P.	1616851	09/10/2020	D/A	Indefinite	$364,693,304
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AQR Tax Advantaged Global Equity Market Neutral Fund, L.P.	1616851	06/11/2020	D/A	Indefinite	$364,435,931
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	PSAM WorldArb Partners L.P.	1340290	03/07/2014	D/A	Indefinite	$363,108,789
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	MacKay Municipal California Opportunities Fund, L.P.	1641693	05/05/2017	D/A	Indefinite	$362,909,856
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Robeco Sage Access Ltd	1348815	03/12/2012	D/A	Indefinite	$362,799,728
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Arden Sage Access Ltd.	1348815	01/25/2013	D/A	Indefinite	$362,799,728
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Arden Sage Access Ltd.	1348815	01/27/2014	D/A	Indefinite	$362,799,728
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	IRONWOOD INSTITUTIONAL LTD	1365495	03/13/2020	D/A	Indefinite	$362,750,003