Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 391-400 out of 1,218 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Scottrade Financial Services, Inc.	1525994	07/18/2011	D	$375,000,000	$375,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	YORK ACCESS LTD	1212806	11/10/2014	D/A	Indefinite	$374,268,631
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Brookfield Opportunistic RE III Access Fund, L.P.	1741377	06/05/2018	D	Indefinite	$374,020,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	K2 LONG SHORT FUND LLC	1231119	04/15/2013	D/A	Indefinite	$371,600,644
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Czech II Senior Loan Trust	1578290	10/01/2013	D/A	Indefinite	$371,340,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Hawkes Bay Partners, L.P.	1390223	07/14/2016	D/A	Indefinite	$371,057,654
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BCP VIII Access Fund L.P.	1793538	11/08/2019	D	$370,926,000	$370,926,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Czech II Senior Loan Trust	1578290	01/07/2014	D/A	$370,765,000	$370,765,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Oaktree Real Estate Debt Fund III Feeder (Cayman) V, L.P.	1795257	01/21/2022	D/A	Indefinite	$370,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Alkeon Growth PW Partners, LP	1501157	10/28/2016	D/A	Indefinite	$367,876,735

1,218 Results

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