Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 31-40 out of 1,218 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Hawkes Bay Partners, L.P.	1390223	02/24/2022	D/A	Indefinite	$904,727,470
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Gold Bullion International LLC	1511026	05/15/2019	D/A	Indefinite	$904,638,647
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	OrbiMed Royalty Opportunities II, LP	1632107	02/02/2015	D	$900,000,000	$900,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Alkeon Growth Partners II, LP	1496174	10/23/2020	D/A	Indefinite	$898,770,714
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Hawkes Bay Partners, L.P.	1390223	02/24/2021	D/A	Indefinite	$898,231,617
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	MacKay Municipal Opportunities HL Fund, LP	1700100	03/13/2019	D/A	Indefinite	$891,209,170
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Manikay Onshore Fund, LP	1443464	01/17/2019	D/A	Indefinite	$888,629,741
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	SCP Equity Long/Short Fund, L.P.	1388204	02/21/2020	D/A	Indefinite	$888,217,784
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AG Mortgage Value Partners, Ltd.	1458580	04/10/2019	D/A	Indefinite	$887,167,276
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	SCP Equity Long/Short Fund, L.P.	1388204	02/23/2018	D/A	Indefinite	$883,217,784

1,218 Results

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