Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 11-20 out of 1,218 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	PSAM WorldArb Partners L.P.	1340290	03/07/2013	D/A	Indefinite	$979,889,407
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	PSAM WorldArb Partners L.P.	1340290	04/01/2013	D/A	Indefinite	$979,889,407
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Integrum Capital Partners LP	1890569	01/26/2023	D/A	Indefinite	$979,759,999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Fundamental Partners III LP	1631284	05/18/2017	D/A	$976,000,000	$976,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	CQS ABS FEEDER FUND Ltd	1459395	01/23/2019	D/A	Indefinite	$967,356,478
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	MacKay Municipal California Opportunities Fund, L.P.	1641693	05/04/2022	D/A	Indefinite	$967,018,405
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Systematic Momentum FuturesAccess LLC	1393359	03/16/2012	D/A	Indefinite	$965,351,266
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	MacKay Municipal Opportunities Allocation Fund B LP	1769478	03/04/2022	D/A	Indefinite	$965,232,455
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Generate Capital, Inc.	1717486	06/19/2020	D/A	$963,830,178	$963,830,178
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Alkeon Growth PW Partners, LP	1501157	10/23/2020	D/A	Indefinite	$957,543,606

1,218 Results

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