Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 181-190 out of 1,218 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	CQS Directional Opportunities Feeder Fund Ltd	1514734	03/01/2017	D/A	Indefinite	$598,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	KKR Special Situations (TE) Feeder II L.P.	1628000	02/12/2016	D/A	Indefinite	$597,863,200
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Alta Park Fund Onshore, LP	1587465	08/26/2022	D/A	Indefinite	$597,707,588
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Carlyle Strategic Partners III, L.P.	1527649	09/19/2013	D/A	Indefinite	$593,426,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Security Fund-Select, L.P.	1348826	03/26/2014	D/A	Indefinite	$592,839,028
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	SCP Alpha Omega Fund, L.P.	1330667	02/18/2022	D/A	Indefinite	$591,515,814
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	CQS Directional Opportunities Feeder Fund, LP	1537124	01/19/2018	D/A	Indefinite	$588,226,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NB Strategic Co-Investment Partners IV LP	1767628	08/14/2020	D/A	Indefinite	$585,789,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	OZDPII Access LLC	1489969	10/10/2013	D/A	Indefinite	$583,887,818
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	SCP Absolute Return Fund, L.P.	1348826	02/26/2016	D/A	Indefinite	$580,372,547