Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 151-160 out of 1,218 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	IRONWOOD PARTNERS II LP	1291589	08/26/2009	D/A	Indefinite	$648,496,412
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	IRONWOOD PARTNERS II LP	1291589	09/01/2009	D/A	Indefinite	$648,496,412
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AG Mortgage Value Partners, Ltd.	1458580	04/10/2018	D/A	Indefinite	$648,338,066
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	SUMMIT PARTNERS SUSTAINABLE OPPORTUNITIES L/S FUND, LTD.	1413637	06/27/2022	D/A	Indefinite	$647,156,508
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	SUMMIT PARTNERS SUSTAINABLE OPPORTUNITIES L/S FUND, LTD.	1413637	06/30/2022	D/A	Indefinite	$647,156,508
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BACAP Multi-Strategy Hedge Fund, LLC, Series I	1459891	12/15/2010	D/A	Indefinite	$646,365,068
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AG Mortgage Value Participation Fund LLC	1568644	04/06/2023	D/A	Indefinite	$646,143,893
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Alkeon Growth Partners, LP	1278834	10/28/2016	D/A	Indefinite	$643,009,909
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	CQS Directional Opportunities Feeder Fund Ltd	1514734	03/01/2018	D/A	Indefinite	$640,876,838
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Equity Fund-Select, L.P.	1388204	02/25/2010	D/A	Indefinite	$640,551,268