Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,211-1,218 out of 1,218 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Alliant Tax Credit Fund 74, Ltd.	1597162	03/18/2014	D	$250,000,000	$102,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BA Hedge Fund Direct - Kingdon Associates	1459361	05/13/2014	D/A	Indefinite	$101,968,041
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Beach Point Access Ltd.	1457062	03/14/2013	D/A	Indefinite	$101,488,632
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AQR DELPHI LONG-SHORT EQUITY OFFSHORE FUND, L.P.	1779468	02/10/2022	D/A	Indefinite	$101,298,620
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Abbey Capital Daily Futures Fund Ltd	1603607	03/31/2017	D/A	Indefinite	$101,216,271
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Paulson Advantage Access IV LLC	1489968	04/26/2012	D/A	Indefinite	$100,030,241
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	CIGNA CORP	701221	10/20/2011	D/A	$500,000,000	$100,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Alliant Tax Credit Fund 85, Ltd.	1679081	07/08/2016	D	$100,000,000	$100,000,000

1,218 Results

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