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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,201-1,210 out of 1,218 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Paulson Gold Participation Fund LLC150083409/16/2013D/AIndefinite$104,181,951
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691CHILTON SMALL CAP ACCESS LTD130030103/10/2011D/AIndefinite$103,684,334
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691AMCOR LTD86942809/01/2009D$189,770,474$103,407,405
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Paulson Gold Participation Fund LLC150083409/14/2012D/AIndefinite$103,035,101
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Excelsior Multi-Strategy Hedge Fund of Funds (TE), LLC139197503/15/2010D/AIndefinite$102,598,575
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691EVENT-DRIVEN & CREDIT HEDGEACCESS LLC146001503/11/2011D/AIndefinite$102,589,911
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691BA Hedge Fund Direct - Kingdon Associates145936105/14/2015D/AIndefinite$102,511,048
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691OZDPII Access III LLC153051010/09/2012D/AIndefinite$102,408,732
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Blackstone Capital Holdings Fund (Offshore) L.P.160898306/03/2014DIndefinite$102,352,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Magnetar Energy Participation Fund LLC157590107/10/2015D/AIndefinite$102,130,670

1,218 Results

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