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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,191-1,200 out of 1,218 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Paulson Gold Participation Fund LLC150083404/01/2016D/AIndefinite$105,303,552
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691AG Mortgage Value Participation Fund LLC156864411/10/2014D/AIndefinite$105,085,605
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Global Equity Absolute Return Partners, L.P.156602302/24/2021D/AIndefinite$105,010,395
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Global Equity Absolute Return Partners, L.P.156602302/24/2020D/AIndefinite$104,997,395
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691KKR North America Fund XIII Private Investors (Direct) L.P.185369002/08/2022D/AIndefinite$104,908,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Beach Point Access Ltd.145706211/08/2013D/AIndefinite$104,768,337
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Paulson Gold Participation Fund LLC150083409/15/2015D/AIndefinite$104,540,552
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Alliant Tax Credit Fund 63, Ltd.175574810/12/2018D$104,500,000$104,500,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Paulson Gold Participation Fund LLC150083409/15/2014D/AIndefinite$104,440,451
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Brevan Howard Multi-Strategy Participation Fund LLC153547512/03/2014D/AIndefinite$104,315,505

1,218 Results

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