Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	CHILTON SMALL CAP ACCESS LTD	1300301	03/12/2013	D/A	Indefinite	$115,459,895
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Cyrus Access Ltd	1212954	03/12/2009	D/A	Indefinite	$115,392,361
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Renaissance Access IV LLC	1409486	03/11/2010	D/A	Indefinite	$115,302,181
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Hawkes Bay Investors (Cayman), Ltd.	1537577	03/02/2016	D/A	Indefinite	$115,070,860
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Permal Access LLC	1408382	03/12/2013	D/A	Indefinite	$114,899,175
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Alliant Tax Credit Fund 71, Ltd.	1584370	08/26/2013	D	$114,836,484	$114,836,484
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Permal Access LLC	1408382	03/12/2012	D/A	Indefinite	$114,794,175
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Renaissance Access IV LLC	1409486	03/13/2009	D/A	Indefinite	$114,452,183
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Magnetar Energy Participation Fund LLC	1575901	07/11/2016	D/A	Indefinite	$114,374,475
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	International Farmland Trust	1552499	07/16/2012	D	$114,210,000	$114,210,000