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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,121-1,130 out of 1,218 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Oaktree Real Estate Debt Fund III Feeder (Cayman) III, L.P.179526701/21/2022D/AIndefinite$119,150,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Ascend Access LLC150473211/10/2015D/AIndefinite$119,090,956
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691AQR DELPHI LONG-SHORT EQUITY OFFSHORE FUND, L.P.177946811/10/2022D/AIndefinite$118,980,220
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691ESG Cross Border Equity Participation Fund LLC156907012/03/2015D/AIndefinite$118,954,215
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691WCAS XIV Access Investment Fund, L.P.194001407/28/2022D$118,850,000$118,850,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691CHILTON SMALL CAP ACCESS LTD130030103/12/2015D/AIndefinite$118,660,795
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Chilton Small Cap & Mid Cap Access Ltd.130030112/07/2015D/AIndefinite$118,660,795
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Chilton Small Cap & Mid Cap Access Ltd.130030102/09/2016D/AIndefinite$118,660,795
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Chilton Small Cap & Mid Cap Access Ltd.130030102/09/2017D/AIndefinite$118,660,795
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691ESG Cross Border Equity Participation Fund LLC156907009/15/2015D/AIndefinite$118,540,215

1,218 Results

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