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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,101-1,110 out of 1,218 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Ascend Access LLC150473201/30/2018D/AIndefinite$124,267,883
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Ascend Access LLC150473201/30/2017D/AIndefinite$123,592,883
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Paulson Recovery Participation Fund LLC148629203/16/2010DIndefinite$123,546,847
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691AQR DELTA TOTAL RETURN FUND LP145959910/13/2017D/AIndefinite$123,464,997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Brevan Howard Multi-Strategy Participation Fund LLC153547512/03/2015D/AIndefinite$122,528,755
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691AQR DELPHI LONG-SHORT EQUITY OFFSHORE FUND, L.P.177946802/09/2023D/AIndefinite$122,150,220
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691CASTLEROCK FUND LTD146109503/25/2010D/AIndefinite$121,993,232
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691LS VIII Recovery Trust157320004/29/2013D/AIndefinite$121,715,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Excelsior Multi-Strategy Hedge Fund of Funds (TE), LLC139197503/14/2011D/AIndefinite$121,685,575
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691ESG Cross Border Equity Participation Fund LLC156907002/10/2016D/AIndefinite$121,483,399

1,218 Results

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