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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 991-1,000 out of 1,218 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Mesirow Equity Opportunity Fund II, L.P.145683603/15/2013D/AIndefinite$148,665,554
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Mesirow Equity Opportunity Fund II, L.P.145683603/15/2012D/AIndefinite$148,664,686
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Global Equity Absolute Return Investors (Cayman), Ltd.170368907/06/2018D/AIndefinite$148,519,612
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Beach Point Access LLC146004903/14/2012D/AIndefinite$148,072,312
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691ALPINE ASSOCIATES ACCESS LLC134222303/13/2009D/AIndefinite$147,489,129
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691IRONWOOD CAPITAL PARTNERS LP112021309/10/2010D/AIndefinite$147,437,186
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691IVY RISING STARS ACCESS LTD130140703/12/2009D/AIndefinite$147,249,927
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691IVY RISING STARS ACCESS LTD130140703/11/2010D/AIndefinite$147,249,927
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691AG Mortgage Value Participation Fund LLC156864402/09/2017D/AIndefinite$147,169,705
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Carlyle European Opportunities IV Trust160812406/02/2014D$147,085,000$147,085,000

1,218 Results

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