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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 71-80 out of 193 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Global Macro Opportunities Fund LLC151533504/12/2011DIndefinite$17,654,935
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Stonepeak Global Renewables Access Fund (Offshore), L.P.187055707/02/2021D$17,500,000$17,500,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Grosvenor Emerging Manager Fund (CI), LP157481904/25/2014D/AIndefinite$17,290,706
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Mesirow Institutional Multi-Strategy Offshore Fund, Ltd.150844803/07/2018D/AIndefinite$16,921,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Paloma Access LLC157644209/10/2013D/AIndefinite$16,866,579
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Mesirow Institutional Multi-Strategy Offshore Fund, Ltd.150844803/07/2016D/AIndefinite$16,821,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Mesirow Institutional Multi-Strategy Offshore Fund, Ltd.150844803/07/2017D/AIndefinite$16,821,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Sterling Stamos Legacy Fund, L.P.133066702/27/2014D/AIndefinite$16,720,574
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Voloridge Sustainability Access Fund LLC181835307/16/2020DIndefinite$16,575,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691AX Global Buyout Access Fund (Offshore), L.P.180232703/12/2020D$16,550,000$16,550,000

193 Results

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