Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 61-70 out of 193 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	06/18/2013	D	$21,982,958	$18,201,613
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	05/05/2014	D/A	$21,841,935	$18,201,613
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/16/2015	D/A	$21,841,935	$18,201,613
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/15/2016	D/A	$21,841,935	$18,201,613
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	05/22/2017	D/A	$21,841,935	$18,201,613
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Kula Equity Market Neutral Offshore Fund LP	1922295	04/11/2023	D/A	Indefinite	$17,920,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Marathon Access Ltd.	1518835	11/10/2014	D/A	Indefinite	$17,796,014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Apollo European Finance Access Fund III (Offshore), L.P.	1707834	05/31/2017	D	Indefinite	$17,772,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Carlson Double Black Diamond Participation Fund Ltd.	1529883	04/11/2013	D/A	Indefinite	$17,738,990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Relative Value Opportunities Fund LLC	1535136	11/29/2011	D	Indefinite	$17,677,500