Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 41-50 out of 193 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/24/2014	D/A	$32,057,334	$20,043,743
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/23/2015	D/A	$24,052,491	$20,043,743
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/16/2016	D/A	$24,052,491	$20,043,743
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/13/2017	D/A	$24,052,491	$20,043,743
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/31/2016	D/A	$24,023,841	$20,019,868
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NB Secondary Opportunities V Access Fund (Offshore), L.P.	1944833	08/31/2022	D	$20,005,000	$20,005,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Relative Value Opportunities Fund Ltd.	1535137	11/08/2013	D/A	Indefinite	$19,618,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Relative Value Opportunities Fund Ltd.	1535137	11/10/2014	D/A	Indefinite	$19,618,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Man FRM Relative Value Strategies Ltd.	1535137	08/21/2015	D/A	Indefinite	$19,618,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Legacy Fund, L.P.	1330667	02/25/2010	D/A	Indefinite	$19,596,771