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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 21-30 out of 193 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Monarch Debt Recovery Participation Fund Ltd.149949905/17/2019D/AIndefinite$22,028,953
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691ML TREND-FOLLOWING FUTURES FUND L.P,100517708/20/2009DIndefinite$21,903,734
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691ML Trend Following Futures Fund LP146761207/06/2009DIndefinite$21,903,734
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Apollo European Finance Access Fund III (Offshore), L.P.170783407/25/2017D/AIndefinite$21,882,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Paulson Advantage Access II Ltd.146680506/23/2009DIndefinite$21,488,506
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691FR XIII Global Energy Fund (Offshore), L.P.157995106/26/2013DIndefinite$21,400,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691MKP Opportunity Participation Fund LLC156907606/06/2014D/AIndefinite$21,387,225
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Mesirow Equity Opportunity Fund III, L.P.150331210/12/2011D/AIndefinite$21,356,324
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691SCP Private Capital Fund III, L.P.166943904/12/2016D/AIndefinite$21,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691SCP Private Capital Fund III, L.P.166943904/01/2016DIndefinite$21,000,000

193 Results

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