Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 11-20 out of 193 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	GSO Rescue II Finance Fund (Offshore), L.P.	1579142	06/19/2013	D	$23,275,000	$23,275,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	GSO Rescue Finance II Fund (Offshore), L.P.	1579142	07/02/2013	D/A	$23,275,000	$23,275,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	DCIC Capital Fund I Limited Partnership	1629502	12/31/2014	D	Indefinite	$23,125,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Paulson Gold Participation Fund LTD.	1500835	09/08/2011	D/A	Indefinite	$22,902,196
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Nuveen High Yield Municipal Opportunities Fund LP	1779083	07/18/2019	D/A	Indefinite	$22,643,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ML Transtrend DTP Enhanced FuturesAccess LLC	1399406	07/22/2009	D	Indefinite	$22,581,986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	KKR Global Infrastructure Offshore III LP	1745867	07/12/2018	D	Indefinite	$22,380,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund Ltd.	1499499	05/18/2020	D/A	Indefinite	$22,198,954
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund Ltd.	1499499	05/18/2021	D/A	Indefinite	$22,198,954
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund Ltd.	1499499	11/09/2018	D/A	Indefinite	$22,028,953