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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 181-190 out of 193 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691QIM Global Access Fund LLC175094008/22/2018DIndefinite$10,982,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585612/29/2009D$15,869,556$10,974,010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585603/15/2010D/A$15,869,556$10,974,010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585604/01/2011D/A$15,869,556$10,974,010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585604/02/2012D/A$15,869,556$10,974,010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Clareant European Strategic Credit (Offshore) Fund, L.P.170028503/09/2017DIndefinite$10,775,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585604/02/2012D/A$15,707,947$10,697,217
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Broad Bay Access Fund LLC184091103/14/2022D/AIndefinite$10,407,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691OZOIF IRA Access Ltd.151533204/12/2011DIndefinite$10,342,650
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Paulson Gold Participation Fund LLC150083409/14/2010DIndefinite$10,326,750

193 Results

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