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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 171-180 out of 193 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691URBAN INFRASTRUCTURE REAL ESTATE FUND142053503/04/2010D/AIndefinite$11,225,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691URBAN INFRASTRUCTURE REAL ESTATE FUND142053503/04/2010DIndefinite$11,225,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Sirios Access LLC151533704/12/2012D/AIndefinite$11,181,003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585603/15/2010D/A$17,138,382$11,136,985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585604/04/2011D/A$17,138,382$11,136,985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585604/02/2012D/A$17,138,382$11,136,985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585603/25/2013D/A$17,138,382$11,136,985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691ESG Cross Border Equity Participation Fund LLC156907007/23/2013DIndefinite$11,066,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585612/22/2009D$17,042,449$11,057,041
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Cinnaire Michigan Community Fund Limited Partnership 20-5175595010/18/2018D$15,000,000$11,000,000

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