Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 161-170 out of 193 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	10/14/2015	D/A	$14,345,334	$11,954,446
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	11/16/2016	D/A	$14,345,334	$11,954,446
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	11/17/2017	D/A	$14,345,334	$11,954,446
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BELVEDERE CAPITAL FUND CO LLC	1035602	03/04/2014	D/A	Indefinite	$11,895,611
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Mesirow Alternative Strategies Fund II, L.P.	1503313	10/15/2014	D/A	Indefinite	$11,789,750
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Chilton GNR Participation Fund LLC	1495463	07/12/2010	D	Indefinite	$11,776,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Abbey Capital Daily Futures Fund Ltd	1603607	03/31/2015	D/A	Indefinite	$11,683,963
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	OZDPII Access LLC	1489969	04/22/2010	D	Indefinite	$11,642,625
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Chilton GNR Participation Fund Ltd.	1495464	07/12/2011	D/A	Indefinite	$11,628,711
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Excelsior Private Markets Fund III (Master), LLC	1572914	05/23/2014	D/A	Indefinite	$11,611,394