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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 151-160 out of 193 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691PERMAL INVESTMENT PARTNERS, L.P.123211603/16/2012D/AIndefinite$12,145,936
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585602/21/2013D/A$17,247,904$11,980,515
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585602/14/2014D/A$17,247,904$11,980,515
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585603/11/2015D/A$14,376,618$11,980,515
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585603/02/2016D/A$14,376,618$11,980,515
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585603/28/2017D/A$14,376,618$11,980,515
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585611/15/2011D/A$17,508,730$11,954,446
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585610/25/2012D/A$17,508,730$11,954,446
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585610/23/2013D/A$17,508,730$11,954,446
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585610/07/2014D/A$17,508,730$11,954,446

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