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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 131-140 out of 193 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691WTN FA Diversified Futures Fund (US), L.P.174731501/22/2019DIndefinite$13,427,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691IRONWOOD PARTNERS II 2X LLC142813503/13/2009D/AIndefinite$13,349,378
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691IRONWOOD PARTNERS II 2X LLC142813508/12/2009D/AIndefinite$13,349,378
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691LLCP Structured Equity Access Fund VI (Offshore), L.P.176292601/04/2019DIndefinite$13,225,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Mesirow Institutional Multi-Strategy Offshore Fund, Ltd.150844812/20/2012D/AIndefinite$12,882,500
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585601/14/2013D$15,396,832$12,830,694
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585612/10/2013D/A$15,396,832$12,830,694
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585611/24/2014D/A$15,396,832$12,830,694
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585612/08/2015D/A$15,396,832$12,830,694
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585612/07/2016D/A$15,396,832$12,830,694

193 Results

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