Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 121-130 out of 193 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/13/2013	D/A	$21,891,890	$14,243,242
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sirios Access LLC	1515337	04/12/2013	D/A	Indefinite	$14,153,863
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Diameter Access LLC	1808669	04/08/2020	D	Indefinite	$14,153,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	IRONWOOD PARTNERS II 2X LLC	1428135	09/07/2010	D/A	Indefinite	$14,048,378
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund Ltd.	1499499	11/10/2016	D/A	Indefinite	$13,945,954
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Czech III Senior Loan Trust (TE)	1662505	01/05/2016	D	Indefinite	$13,940,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund Ltd.	1499499	11/10/2015	D/A	Indefinite	$13,755,954
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BELVEDERE CAPITAL FUND CO LLC	1035602	03/03/2015	D/A	Indefinite	$13,750,170
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Growth (Offshore) Fund, Ltd.	1278101	02/25/2011	D/A	Indefinite	$13,549,808
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Social Finance NY State Workforce Re-Entry 2013 LLC	1594825	01/06/2014	D	$13,500,000	$13,500,000

193 Results

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