Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 111-120 out of 193 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	IRONWOOD PARTNERS II ENHANCED FUND LLC	1428135	11/01/2012	D/A	Indefinite	$14,748,378
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund LLC	1496253	07/12/2010	D	Indefinite	$14,697,500
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Mesirow Institutional Multi-Strategy Offshore Fund, Ltd.	1508448	12/20/2013	D/A	Indefinite	$14,622,500
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Mesirow Institutional Multi-Strategy Offshore Fund, Ltd.	1508448	03/05/2014	D/A	Indefinite	$14,622,500
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Ortus Currency FuturesAccess LLC	1535147	01/18/2012	D	Indefinite	$14,511,125
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	MacKay Municipal New York Opportunities Fund, LP	1685030	09/26/2016	D	Indefinite	$14,510,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/10/2014	D/A	$22,190,006	$14,491,672
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Carlyle U.S. Realty VII Fund (Offshore), L.P.	1617923	09/04/2014	D	$14,485,000	$14,485,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	EVEREST CAPITAL GLOBAL LTD	1361763	03/16/2009	D/A	Indefinite	$14,455,220
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	EVEREST CAPITAL GLOBAL LTD.	1361763	03/15/2010	D/A	Indefinite	$14,455,220