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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 101-110 out of 193 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Chilton GNR Participation Fund Ltd.149546407/12/2012D/AIndefinite$15,424,836
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585612/20/2017D/A$18,480,006$15,400,005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691BREP Europe IV 2014 Extension Fund (Offshore), L.P.163032301/13/2015D$15,350,000$15,350,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691OZDPII HL Access LLC165708301/23/2017D/AIndefinite$15,333,514
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Voloridge Access Fund LLC180873504/08/2020DIndefinite$15,090,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585603/18/2015D/A$18,017,881$15,014,901
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585605/16/2013D/A$24,011,984$15,009,987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Grosvenor Emerging Manager Fund (CI), LP157481904/24/2013DIndefinite$15,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691IRONWOOD PARTNERS II 2X LLC142813509/14/2011D/AIndefinite$14,748,378
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691IRONWOOD PARTNERS II ENHANCED FUND LLC142813510/27/2011D/AIndefinite$14,748,378

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