Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 81-90 out of 138 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	11/18/2014	D/A	$2,400,000	$2,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/04/2015	D/A	$2,400,000	$2,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/06/2016	D/A	$2,400,000	$2,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/19/2017	D/A	$2,400,000	$2,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	KKR North America Fund XIII Private Investors (Electing) L.P.	1854219	08/02/2021	D/A	Indefinite	$2,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AG Mortgage Value Participation Fund LLC	1568644	02/04/2013	D	Indefinite	$1,966,250
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Gold Bullion International LLC	1511026	03/09/2011	D	Indefinite	$1,958,600
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Mesirow Alternative Strategies Fund II, L.P.	1503313	10/12/2012	D/A	Indefinite	$1,789,750
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Mesirow Alternative Strategies Fund II, L.P.	1503313	10/15/2013	D/A	Indefinite	$1,789,750
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	SUMMIT PARTNERS CONCENTRATED GROWTH L/S QP FUND LTD	1802661	07/14/2020	D/A	Indefinite	$1,771,000