Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 61-70 out of 138 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Brevan Howard Multi-Strategy Participation Fund LLC	1535475	11/29/2011	D	Indefinite	$2,400,575
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	URBAN INFRASTRUCTURE REAL ESTATE JERSEY LTD	1423184	03/04/2010	D	Indefinite	$2,340,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	URBAN INFRASTRUCTURE REAL ESTATE JERSEY LTD	1423184	03/03/2011	D/A	Indefinite	$2,340,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/28/2009	D	$5,545,630	$2,310,678
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/15/2010	D/A	$5,545,630	$2,310,678
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/04/2011	D/A	$5,545,630	$2,310,678
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sudbury Mill CLO Ltd.	1594436	12/18/2013	D	$419,100,000	$2,300,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/06/2011	D	$5,280,000	$2,200,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Washington Mill CLO Ltd.	1609400	05/30/2014	D	$2,150,000	$2,150,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	08/31/2009	D	$4,973,160	$2,144,300