Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 51-60 out of 138 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 2), LLC	1475456	11/29/2010	D	$0	$2,939,500
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Bridgewater All Weather II AFS Access Fund Ltd	1957513	03/15/2023	D	Indefinite	$2,900,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	05/18/2017	D/A	$3,475,608	$2,896,340
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	EXCELSIOR MULTI-STRATEGY HEDGE FUND OF FUNDS (TI 2), LLC	1469121	08/16/2010	D	Indefinite	$2,685,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/02/2012	D/A	$5,982,430	$2,674,678
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Relative Value Opportunities Fund Ltd.	1535137	11/29/2011	D	Indefinite	$2,526,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Gotham Tax Enhanced Long Fund, LP	1746681	08/06/2018	D	Indefinite	$2,510,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Gotham Tax Enhanced Neutral Fund, LP	1746690	08/06/2018	D	Indefinite	$2,510,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/04/2018	D/A	$2,940,001	$2,450,001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Carlson Double Black Diamond Participation Fund Ltd.	1529883	09/20/2011	D	Indefinite	$2,416,250