Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 41-50 out of 138 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Ascend Access Ltd.	1504731	11/02/2010	D	Indefinite	$3,542,250
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	08/27/2009	D	$5,173,663	$3,491,316
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	08/12/2016	D/A	$3,987,340	$3,322,783
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	09/08/2017	D/A	$3,987,340	$3,322,783
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Nuveen Municipal Opportunities Fund LP	1779086	06/18/2019	D	Indefinite	$3,300,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/21/2009	D	$4,966,114	$3,238,428
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Mission Crest Macro Fund, Ltd.	1855839	02/14/2023	D/A	Indefinite	$3,182,739
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Slater Mill Loan Fund, Ltd.	1552801	07/09/2012	D	$3,168,750	$3,168,750
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	10/07/2014	D	$3,687,484	$3,072,904
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	08/20/2015	D/A	$3,687,484	$3,072,904