Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 31-40 out of 138 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/20/2010	D/A	$7,719,480	$4,288,600
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	B1-CVIII Holdings, LLC	1630527	01/15/2015	D	Indefinite	$4,200,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Event-Driven & Credit HedgeAccess LLC II	1472865	09/23/2009	D	Indefinite	$4,156,727
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/06/2017	D/A	$4,970,916	$4,142,430
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	York Total Access II Ltd.	1477745	03/05/2012	D/A	Indefinite	$4,123,206
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/02/2012	D/A	$5,703,640	$3,853,033
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/04/2013	D/A	$15,423,638	$3,853,033
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/25/2011	D/A	$5,701,759	$3,851,466
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	MKP Opportunity Participation Fund LLC	1569076	09/16/2013	D	Indefinite	$3,763,325
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Gotham Tax Enhanced Long Fund, LP	1746681	10/11/2018	D/A	Indefinite	$3,760,000