Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 21-30 out of 138 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Equity Long-Short HedgeAccess II LLC	1499500	08/19/2010	D	Indefinite	$4,480,025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AG Mortgage Value Participation Fund Ltd.	1571333	03/07/2013	D	Indefinite	$4,425,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	OZDPII HL Access LLC	1657083	01/21/2016	D	Indefinite	$4,402,100
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sirios Access LLC	1515337	04/12/2011	D	Indefinite	$4,383,750
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sirios Access Ltd.	1529896	09/20/2011	D	Indefinite	$4,351,750
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/14/2014	D/A	$6,274,503	$4,328,753
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/08/2010	D/A	$6,157,735	$4,311,376
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	10/18/2010	D/A	$6,157,735	$4,311,376
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Paloma Access LLC	1576442	05/09/2013	D	Indefinite	$4,303,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/19/2010	D/A	$7,546,320	$4,288,600