Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 11-20 out of 138 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/07/2016	D/A	$5,926,320	$4,938,600
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/19/2017	D/A	$5,926,320	$4,938,600
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/25/2013	D/A	$8,569,833	$4,830,846
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Hudson's Bay Co	1563377	11/30/2012	D	$4,737,900	$4,737,900
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/19/2010	D/A	$7,368,262	$4,727,219
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Cromwell Corp Ltd & Cromwell Property Securities Ltd as Responsible Entity for Cromwell Diversified Property Trust	1580554	07/03/2013	D	$4,525,081	$4,525,081
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund Ltd.	1499499	08/19/2011	D/A	Indefinite	$4,507,703
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	08/28/2009	D	$7,098,719	$4,502,601
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Beldore Capital Fund LLC	1404013	11/06/2017	D/A	Indefinite	$4,499,482
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund Ltd.	1499499	08/19/2010	D	Indefinite	$4,480,025