Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 101-110 out of 138 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/29/2009	D/A	$3,866,024	$1,420,386
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Excelsior Directional Hedge Fund of Funds, Ltd.	1459672	03/15/2010	D/A	Indefinite	$1,400,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Excelsior Directional Hedge Fund of Funds, Ltd.	1459672	03/14/2011	D/A	Indefinite	$1,400,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Excelsior Directional Hedge Fund of Funds, Ltd.	1459672	03/14/2012	D/A	Indefinite	$1,400,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Excelsior Directional Hedge Fund of Funds, Ltd.	1459672	03/14/2013	D/A	Indefinite	$1,400,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/01/2014	D/A	$1,680,000	$1,400,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	06/16/2017	D/A	$1,680,000	$1,400,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/08/2009	D	$3,840,781	$1,399,350
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Marathon Access Ltd.	1518835	04/26/2011	D	Indefinite	$1,371,750
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/06/2017	D/A	$1,533,667	$1,278,056