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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 91-100 out of 138 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585612/14/2015D/A$2,100,001$1,750,001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691York Total Access II Ltd.147774503/03/2011D/AIndefinite$1,741,331
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 1), LLC147545711/29/2010DIndefinite$1,696,754
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Chilton GNR Participation Fund Ltd.149546407/12/2010DIndefinite$1,687,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691ML BlueTrend FuturesAccess LLC147127008/31/2009DIndefinite$1,647,325
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585605/10/2016D/A$1,920,000$1,600,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585603/15/2010D/A$3,930,914$1,474,461
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585604/01/2011D/A$3,930,914$1,474,461
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585604/02/2012D/A$3,930,914$1,474,461
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585604/11/2013D/A$3,930,914$1,474,461

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