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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 201-210 out of 378 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691ML Winton FuturesAccess LLC130913611/13/2015D/AIndefinite$1,894,824,881
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691MESIROW ALTERNATIVE STRATEGIES FUND, L.P.100131503/15/2016D/AIndefinite$1,887,255,432
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691MESIROW ALTERNATIVE STRATEGIES FUND, L.P.100131503/15/2017D/AIndefinite$1,887,255,432
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691MESIROW ALTERNATIVE STRATEGIES FUND, L.P.100131503/15/2018D/AIndefinite$1,887,255,432
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691ML Winton FuturesAccess LLC130913610/15/2015D/AIndefinite$1,881,419,552
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691CIM Fund VIII, L.P.156543601/08/2015D/AIndefinite$1,876,673,008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691SUN CAPITAL PARTNERS VII, L.P.174011201/15/2019D/A$2,200,000,000$1,874,650,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Riverside Micro-Cap Fund VI, L.P.187914403/06/2023D/A$1,872,229,120$1,872,229,120
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Riverside Micro-Cap Fund VI-A, L.P.187914703/06/2023D/A$1,872,229,120$1,872,229,120
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691MESIROW ALTERNATIVE STRATEGIES FUND, L.P.100131503/31/2015D/AIndefinite$1,870,486,833

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