Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 181-190 out of 378 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Archipelago Partners, L.P.	1143503	10/14/2016	D/A	Indefinite	$1,967,791,153
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Archipelago Partners, L.P.	1143503	07/14/2016	D/A	Indefinite	$1,965,356,153
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ML Winton FuturesAccess LLC	1309136	01/31/2017	D/A	Indefinite	$1,960,415,202
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Crescent Mezzanine Partners VIIC, L.P.	1658662	12/16/2016	D/A	Indefinite	$1,959,100,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Archipelago Partners, L.P.	1143503	03/02/2016	D/A	Indefinite	$1,957,366,153
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Archipelago Partners, L.P.	1143503	01/22/2016	D/A	Indefinite	$1,953,427,622
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Carlyle U.S. Equity Opportunity Fund II, L.P.	1635063	10/16/2015	D/A	Indefinite	$1,950,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Bank of New York Mellon Corp	1390777	10/03/2013	D/A	$5,000,000,000	$1,948,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AQR DELTA XN Fund, L.P.	1574323	03/26/2020	D/A	Indefinite	$1,944,995,387
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AQR DELTA XN Fund, L.P.	1574323	03/25/2021	D/A	Indefinite	$1,944,995,387