Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 41-50 out of 170 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	HALCYON OFFSHORE FUND LTD	1429351	01/12/2015	D/A	Indefinite	$54,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	HALCYON OFFSHORE FUND LTD	1429351	01/12/2016	D/A	Indefinite	$54,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/13/2015	D/A	$15,039	$12,533
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	WGL HOLDINGS INC	1103601	04/27/2009	D	$400,000,000	$0
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	LS Real Estate Recovery Fund (Offshore), LP	1499745	09/02/2010	D	Indefinite	$0
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	LS Real Estate Recovery Trust	1499746	09/02/2010	D	Indefinite	$0
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Mesirow Equity Opportunity Fund III, L.P.	1503312	10/21/2010	D	Indefinite	$0
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Mesirow Alternative Strategies Fund II, L.P.	1503313	10/21/2010	D	Indefinite	$0
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	LS Real Estate Recovery Trust-A	1506039	11/23/2010	D	Indefinite	$0
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Mesirow Institutional Multi-Strategy Offshore Fund, Ltd.	1508448	12/23/2010	D	Indefinite	$0

170 Results

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