Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 31-40 out of 170 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund Ltd.	1499499	08/19/2010	D/A	Indefinite	$297,500
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/21/2016	D/A	$287,470	$239,559
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sculptor IRA Access Ltd.	1515332	03/15/2023	D	Indefinite	$180,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/03/2011	D	$4,969,082	$140,902
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Mesirow Institutional Equity Offshore Fund, Ltd.	1508387	12/23/2010	D	Indefinite	$103,740
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Chilton Pan-Asia Access LLC	1523723	06/21/2011	D	Indefinite	$100,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/06/2011	D	$512,402	$77,002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/31/2015	D	$65,035	$54,196
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	HALCYON OFFSHORE FUND LTD	1429351	01/10/2013	D/A	Indefinite	$54,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	HALCYON OFFSHORE FUND LTD	1429351	01/10/2014	D/A	Indefinite	$54,000