Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 21-30 out of 170 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Mesirow Alternative Strategies Fund II, L.P.	1503313	10/12/2011	D/A	Indefinite	$541,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	York Total Access II Ltd.	1477745	12/02/2009	D	Indefinite	$513,043
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/07/2017	D	$601,673	$501,394
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	TALISMAN ENERGY INC	201283	11/23/2011	D	$1,000,000,000	$500,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Gavea Participation Fund LLC	1569066	11/08/2013	D	Indefinite	$500,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Symphony CLO XII, Ltd.	1590821	11/04/2013	D	$832,500,000	$500,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	EMSO Saguaro US Ltd.	1625621	11/18/2014	D	Indefinite	$500,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	05/14/2015	D	$521,600	$434,667
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Mesirow Institutional Multi-Strategy Offshore Fund, Ltd.	1508448	07/13/2018	D/A	Indefinite	$405,812
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Mesirow Institutional Multi-Strategy Offshore Fund, Ltd.	1508448	02/15/2019	D/A	Indefinite	$393,753