Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 161-170 out of 170 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	GSO Credit Alpha Annex Fund LP	1672200	04/18/2016	D	Indefinite	$0
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	GSO Credit Alpha Annex Fund B LP	1676387	06/06/2016	D	Indefinite	$0
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	GSO Credit Alpha Annex Feeder Fund B LP (Cayman)	1676399	06/06/2016	D	Indefinite	$0
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	KKR North America Fund XIII SCSp	1853689	04/05/2021	D	Indefinite	$0
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	KKR North America Fund XIII Private Investors (Direct) L.P.	1853690	04/05/2021	D	Indefinite	$0
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	KKR North America Fund XIII Private Investors (Electing) L.P.	1854219	04/05/2021	D	Indefinite	$0
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	KKR North America Fund XIII Private Investors (Offshore B) L.P.	1910864	02/11/2022	D	Indefinite	$0
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	KKR North America Fund XIII Private Investors (Onshore B) L.P.	1910875	02/11/2022	D	Indefinite	$0
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Bridgewater All Weather II AFS Access Fund Ltd	1957513	04/10/2023	D/A	Indefinite	$0
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	TPG Buyout IX & Healthcare II Access Fund L.P.	1967042	04/20/2023	D	Indefinite	$0

170 Results

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