Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS SECURITIES LLC | 7654 | KSL Capital Partners IV, L.P. | 1625404 | 04/15/2015 | D/A | Indefinite | $1,719,417,818 |
| UBS SECURITIES LLC | 7654 | GI PARTNERS FUND IV L.P. | 1568041 | 01/03/2014 | D/A | $2,000,000,000 | $1,656,605,450 |
| UBS SECURITIES LLC | 7654 | GI PARTNERS FUND IV-A L.P. | 1568082 | 01/03/2014 | D/A | $2,000,000,000 | $1,656,605,450 |
| UBS SECURITIES LLC | 7654 | GI PARTNERS FUND IV-B L.P. | 1568165 | 01/03/2014 | D/A | $2,000,000,000 | $1,656,605,450 |
| UBS SECURITIES LLC | 7654 | Northwood Real Estate Partners LP | 1412711 | 01/18/2018 | D/A | Indefinite | $1,618,701,029 |
| UBS SECURITIES LLC | 7654 | Kinderhook Capital Fund 7, L.P. | 1885054 | 10/13/2022 | D/A | Indefinite | $1,609,250,000 |
| UBS SECURITIES LLC | 7654 | Kinderhook Capital Fund 7-B, L.P. | 1885055 | 10/13/2022 | D/A | Indefinite | $1,609,250,000 |
| UBS SECURITIES LLC | 7654 | MHR Institutional Partners IV LP | 1594962 | 04/27/2016 | D/A | Indefinite | $1,605,050,000 |
| UBS SECURITIES LLC | 7654 | FSN Capital VI L.P. | 1809232 | 04/16/2021 | D/A | Indefinite | $1,579,868,664 |
| UBS SECURITIES LLC | 7654 | ENERGY CAPITAL PARTNERS IV, LP | 1726196 | 07/06/2018 | D/A | $6,000,000,000 | $1,551,883,308 |