Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS SECURITIES LLC | 7654 | Kenmar Global Resource Fund LLC | 1419473 | 07/13/2009 | D/A | Indefinite | $18,000,000 |
| UBS SECURITIES LLC | 7654 | Kenmar Global Resource Fund LLC | 1419473 | 06/09/2011 | D/A | Indefinite | $17,662,371 |
| UBS SECURITIES LLC | 7654 | Equality Private Equity Partners Parallel Fund I-A, L.P. | 1791699 | 10/29/2021 | D/A | Indefinite | $15,325,000 |
| UBS SECURITIES LLC | 7654 | Equality Private Equity Partners I (F&F), L.P. | 1791714 | 10/29/2021 | D/A | Indefinite | $11,650,000 |
| UBS SECURITIES LLC | 7654 | CX Partners Fund Alpha Ltd | 1460628 | 12/29/2009 | D/A | $600,000,000 | $8,000,000 |
| UBS SECURITIES LLC | 7654 | Equality Private Equity Partners I (F&F), L.P. | 1791714 | 10/27/2020 | D/A | Indefinite | $6,650,000 |
| UBS SECURITIES LLC | 7654 | Neos Partners I-A LP | 1947167 | 05/15/2023 | D/A | Indefinite | $3,925,000 |
| UBS SECURITIES LLC | 7654 | CX Partners Fund 1 Ltd | 1461151 | 04/06/2010 | D/A | $627,500,000 | $1,370,000 |
| UBS SECURITIES LLC | 7654 | KINDERHOOK CAPITAL FUND III LP | 1439894 | 07/09/2009 | D/A | $400,000,000 | $0 |
| UBS SECURITIES LLC | 7654 | BRENTWOOD ASSOCIATES PRIVATE EQUITY V, L.P. | 1577491 | 06/06/2013 | D/A | $500,000,000 | $0 |