Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS SECURITIES LLC | 7654 | Insight Equity Mezzanine I LP | 1449846 | 12/31/2009 | D/A | $250,000,000 | $93,875,000 |
| UBS SECURITIES LLC | 7654 | Park Square Capital Partners III, LP | 1624273 | 12/02/2015 | D/A | Indefinite | $79,203,900 |
| UBS SECURITIES LLC | 7654 | Parallaxes Capital Opportunity Fund IV, L.P. | 1916387 | 03/13/2023 | D/A | Indefinite | $75,385,000 |
| UBS SECURITIES LLC | 7654 | EQT Mid Market (No.2) Feeder Limited Partnership | 1579213 | 01/29/2014 | D/A | $66,888,990 | $66,888,990 |
| UBS SECURITIES LLC | 7654 | Neos Partners I-B LP | 1972281 | 05/15/2023 | D/A | Indefinite | $65,008,000 |
| UBS SECURITIES LLC | 7654 | MHR Institutional Associates IV (Offshore) LP | 1605903 | 06/24/2016 | D/A | Indefinite | $41,500,000 |
| UBS SECURITIES LLC | 7654 | MHR Institutional Associates IV (Offshore) LP | 1605903 | 06/26/2015 | D/A | Indefinite | $31,000,000 |
| UBS SECURITIES LLC | 7654 | TwentyTwo Real Estate Fund III SCSp-RAIF | 1833411 | 12/01/2021 | D/A | $565,000,000 | $28,568,434 |
| UBS SECURITIES LLC | 7654 | CIVC PARTNERS FUND IV-A, L.P. | 1435278 | 02/24/2010 | D/A | $325,945,030 | $23,196,781 |
| UBS SECURITIES LLC | 7654 | Kenmar Global Resource Fund LLC | 1419473 | 03/13/2009 | D/A | Indefinite | $18,028,779 |